Prison Privatisation Report International

No. 50, October 2002

Published by the Public Services International Research Unit (PSIRU) University of Greenwich, London, England.

www.psiru.org/justice

This publication is supported by a grant from the Foundation Open Society Institute.

 

IN THIS ISSUE

COUNCIL OF EUROPE

UNITED STATES

AUSTRALIA

SOUTH AFRICA

CANADA

UNITED KINGDOM

GROUP 4/WACKENHUT ACQUISITION

RECENT PUBLICATIONS

 

COUNCIL OF EUROPE

Prison Rules:timetable set

 

The European Committee on Crime Problems’ (CDPC) Council for Penological Co-operation (PC-CP) has set the terms of reference for the revision of the European Prison Rules (see PPRI #46). For the first time, the issue of privately run prisons is to be addressed. On 18 September 2002 the Committee agreed that the work should be completed by 31 December 2005. The PC-CP will meet early in 2003 to discuss working methods.

 

The revision is necessary to take into account developments since 1987 when the rules were last revised. According to the terms of reference, “developments in society, crime policy, sentencing practice, research and information technology, together with the accession of new member States to the Council of Europe, have significantly changed the context for prison management in Europe. These changed circumstances give rise to a number of questions that the existing Prison Rules do not address. Furthermore, the existing Rules need to be harmonised with the provisions of the more recent Recommendations of relevance in this field and should take account of the work undertaken by the European Committee for the Prevention of Torture and Inhuman or Degrading Treatment (CPT), of developments in the case-law of the European Convention on Human Rights as well as of the outcome of the work undertaken by the Steering Committee for Human Rights (CDDH) on a draft Protocol to the European Convention on Human Rights to secure certain additional rights to persons deprived of their liberty.”

 

“Attention should be paid to contemporary trends and changes in the philosophy and practice of prison treatment and management so as to promote the best of these developments. In doing so, account should be taken of general problems arising from new forms of criminality and specific problems encountered in new member States. A major aim should be to uphold the requirements of human rights and dignity of prisoners and lay down standards for humane and effective prison management that inter alia seeks to enable prisoners to lead a law-abiding life after release while ensuring the safety of prisoners, the prison staff and the community.”


It was also agreed that, among the issues to be addressed, the following merit particular consideration:

n management problems concerning such matters as sentence planning, maximum security units, prison overcrowding, staff, medical and psycho social services, privatised prisons, violence among inmates, riots and disturbances, the distinction between disciplinary and criminal offences and the procedures to be followed for either type of offence;

nremand in custody: ways and means of providing appropriate conditions of detention and safeguards against undue restrictions of their rights, bearing in mind the principle of presumption of innocence as enshrined in article 6.2 of the European Convention of Human Rights;

n the management of particular categories of prisoners such as young prisoners, the elderly, women, mothers with babies, cultural or ethnic minorities, foreigners, long-term prisoners and lifers, the mentally disturbed, vulnerable prisoners, violent, disruptive and/or socially dangerous prisoners, alcohol and drug misusing prisoners, HIV- positive prisoners, prisoners detained in connection with sex offences, domestic violence, organised crime and terrorist acts;

n guaranteeing prisoners’ fundamental rights including civil, political and social rights, as well as their rights in complaint and in disciplinary procedures;

n research on and evaluation of effective methods of treatment, management and organisation.

 

With a view to ensuring congruence between the Prison Rules and more recent Recommendations, the revision will also have to take account of the following:

n Rec. R (89) 12 on education in prison;

n Rec. R (92) 16 on the European Rules on community sanctions and measures;

n Rec. R (93) 6 concerning prison and criminological aspects of the control of transmissible diseases including aids and related health problems in prison;

n Rec. R (97) 12 on staff concerned with the implementation of sanctions and measures;

n Rec. R (98) 7 concerning the ethical and organisational aspects of health care in prison;

n Rec. R (99) 22 concerning prison overcrowding and prison population inflation;

n Rec. R (2000) 22 improving the implementation of the European rules on community sanctions and measures.

 

Account should also be taken of previous work of the PC-CP on conditional release,  the work of the Committee of Experts on the management of life-sentenced and other long-term prisoners (PC-LT) as well as that of the Committee of Experts on pre-trial detention and its implications for the management of penal institutions (PC-DP). Consideration should also be given to the substantive sections of the General Reports of the European Committee for the Prevention of Torture and Inhuman or Degrading Treatment (CPT).  The work should lead to:

a) a report identifying: significant problems and new possibilities for the management of prison systems;  the results of recent research bearing on the management of prisons and prisoners; the need for provisions on matters not covered by the present Prison Rules; examples of good contemporary prison practice and  b)a draft Recommendation with explanatory memorandum updating the European Prison Rules.

 

UNITED STATES

Colorado should count the costs

 


Serious questions about the true costs of running four private prisons in the State of Colorado have been raised by a new report which also calls for a legislative audit “to examine performance records and cost data pertaining to Colorado’s use of private prisons in order to determine whether or not this is a practice that we, as a state, wish to continue.”

 

Corrections Corporation of America (CCA) operates three prisons and Dominion Correctional Services the other. All are medium security prisons. In 2000 the state corrections department was directed to use private prisons for 30 per cent of the total prisoner population.  The official comparative costs are $68.99 for publicly run prisons while the prison operators receive $54.66 per prisoner per day.

 

According to the report’s author, Stephen Raher, “when the Colorado department of corrections discusses privatisation cost savings, it does so by making a direct comparison between the cost of housing a medium security prisoner in a state versus the legislatively-mandated price that the state pays private prisons. This method of cost comparison is problematic since it fails to take into account administrative overhead costs borne by the state ... since indirect or hidden costs are not factored in to the cost per inmate per day ... the supposed cost savings may not exist.”

 

“B y factoring in possible indirect costs for private prisons ... actual costs may be equal to or more than state-run Level III [medium security] prisons,” he says. Categories of cost identified for closer scrutiny include: the executive director’s office, offender services, legal access, the parole board, transportation, business operations, training, case management, medical services, mental health, special operations and the  private prison monitoring unit (PPMU).

 

The author notes that, although the department of corrections’ PPMU examines the performance of contract prisons, he claims that  “the close relationship between contractors and the PPMU makes this office an inappropriate candidate for an independent audit.” Since the beginning of 2001, private prison companies have given a total of $21,950 to state candidates and both the Republican and Democrat  parties.

 

The report also notes that “data from Colorado and across the nation show that the performance of private prisons has been troubled  - poor inmate programmes, security problems and fiscal woes have befallen all of the major private prison companies.”

Private Prisons and Public Money, Hidden Costs Borne by Colorado’s Taxpayers, Colorado Criminal Justice Reform Coalition, September 2002.

Email: stephen@epimethian.org Internet: www.ccjrc.org

 

Harvard Law Review:Reason to believe?

 

The Association of Private Corrections and Treatment Organisations (APCTO) represents the private prison industry (see PPRI # 46-44, 40 & 37). In July 2002 APCTO issued a statement referring to the Harvard Law Review (HLR) as an “internationally respected source for sound legal and policy analysis.”  This accolade was prompted by the inclusion of an article, Tale of Two Systems: Cost, Quality and Accountability in Private Prisons by Alexander Volokh (see below) in the May 2002 issue of HLR which was devoted to prison law. The issue was written and edited by students.

 


The author of Two Systems states that, for the purposes of his article, he takes prison privatisation as “ethically neutral”. He asks whether political influence peddling “weakens or strengthens the case for privatisation” and answers it with the assertion that “it depends on whether corruption by corporations is worse than patronage of public prison guard unions - a question that calls for further research.” On the question of cost and quality comparisons he argues that “what imperfect empirical evidence there is suggests that private prisons cost less than public prisons and that their quality is no worse.. In short despite all their possible faults, private prisons are a promising avenue for the future development of the prison system.”

 

APCTO’s chief executive, Steve Logan, stated in a media release that “we view the HLR article as a meaningful report for this industry,” recommending it to US state and government officials as a sound external study on the benefits of the public-private partnership in corrections.

 

However, Michele Deitch, a lawyer with the Centre for Criminal Justice Initiatives in Austin, Texas, offers another view. Writing in the Correctional Law Reporter she says: “The journal’s visibility means that prison law might appear on the radar screen of many lawyers, judges and academics who previously had little or no knowledge about the field. That’s the good news: the bad news is that they are relying on inexperienced students to educate them about these issues.”

 

Ms Deitch reviews the whole issue of HLR but has the “strongest reservations” about the private prisons section, which, she argues “reads like a lobbying piece for the private prison industry and which was explicitly influenced by the Reason Foundation, a free market think tank that advocates privatisation in this area. Little law is actually covered in the discussion  ... which cites extensively from industry-supported studies to argue that private prisons are in fact more cost effective and accountable than public institutions.”

 

She adds: “There is no evidence that the author approached corrections officials for their points of view, nor did the author discuss issues such as the frequent practice of reducing costs by deliberately under staffing private facilities. Moreover, the author ... misses a key policy point when reviewing case studies: because private operators can pick and choose the ‘cream of the crop’ inmates, who are necessarily less expensive to house, they effectively drive up the prices of the comparison group of public institutions, which are left with higher-security and more medically needy inmate population. Thus many of these studies are comparing apples and oranges.”

 

In her review Ms Deitch also counters the author’s argument that the market keeps private  prisons accountable by allowing governments to rescind contracts as necessary. “The author ignores the reality of the crises that typically lead to contracts with private providers, leaving corrections officials with little leverage in contract negotiations.” She concludes: “one wishes that this part of the article could have been as objective as the other sections.”

n The author of Tale of Two Systems: Cost, Quality and Accountability in Private Prisons is Alexander Volokh.  Mr Volokh is not a student but an assistant policy analyst who specialises in environmental policy for the Reason Public Policy Institute (RPPI). His qualifications for writing about prison privatisation are listed on the RPPI website.  “Mr Volokh’s expertise includes hazardous waste policy, environmental economics, regulation, risk assessment, solid waste management, and the tort system.”

n The aim of Reason’s Competitive Corrections Research Project is to “explore the role of the private sector in corrections, evaluate the benefits of competition and privatisation, educate the public, government officials and the media on private corrections issues and provide practical, nuts-and-bolts policy advice to elected officials.”


n The Reason Foundation was formed in 1978 and refers to itself as a national non-partisan research organisation.  It develops ideas for increased private sector involvement at the state and local levels. It is so non-partisan that George W. Bush nominated Lynn Scarlett, Reason’s president, as secretary of policy, management and budget of the US department of the interior.

According to NIRA’s World Directory of Think Tanks, Reason’s funding in 1998 comprised: 27 per cent private donations; 25 per cent publication sales; 20 per cent corporate donations; and 15 per cent from US foundations.  Its budget was $5.4 million. Media Transparency’s website reveals that this ‘conservative libertarian think tank’ received 97 foundation grants with a value of $4.5 million between 1985 and 2000, the main donors being: the Linda and Harry Bradley Foundation Inc; David H.Koch Charitable Foundation; Charles G. Koch Charitable Foundation; Claude R.Lambe Charitable Foundation; Scaife Family Foundation; Smith Richardson Foundation; John M. Olin Foundation and the Carthage Foundation.

Harvard Law Review, May 2002.  www.harvardlawreview.org

Correctional Law Reporter, August/September 2002, www.civicresearchinstitute.com/co3

Reason Public Policy Institute, www.rppi.org

 

Grand Jury’s findings on death at CCA’s Bay County Jail

 

IN THE CIRCUIT COURT OF THE FOURTEENTH JUDICIAL CIRCUIT OF THE STATE OF FLORIDA, IN AND FOR BAY COUNTY SPRING TERM. TWO THOUSAND TWO

 

IN RE: GRAND JURY INVESTIGATION

 

PRESENTMENT IN THE NAME OF AND BY THE AUTHORITY OF THE STATE OF

FLORIDA:

 

The Grand Jury of the State of Florida and County of Bay, empanelled and sworn on February 25, 2002, to inquire and true presentment make, in and for the Spring Term of Bay County, respectfully reports and recommends as follows:

 

The Grand, Jury of Bay County met in session on July11, 12, and 17, 2002, during which testimony was taken, exhibits received, and deliberations were had regarding the death of Justin Sturgis in the Bay County CCA Jail on February 15, 2002. In considering the existing law and the testimony, the Grand Jury finds no indictment of any person or entity shall issue. The Grand Jury does, however, feel that the people of Bay County, Florida, and the County Commission should be aware of the circumstances surrounding the death. In  furtherance of that effort, the Grand Jury issues this presentment. The Grand Jury received the testimony of eighteen (18) witnesses, including two witnesses appearing at the behest of Correction Corporation of America. Witnesses included CCA personnel, inmates confined on February 15, 2002, and expert medical testimony. While no indictments will issue, the Grand Jury does find that serious deficiencies existed and errors occurred on February 15, 2002, which led, or contributed to, the death of Justin Sturgis.

 

The testimony and exhibits show the following:

1. Justin Sturgis (hereinafter referred to as “Sturgis”) was stopped by the Panama City Police Department Officer Richard McKenzie at approximately 1:03 a.m. on US Highway 98 near the entrance to Port Panama City.

2. Following the administration of a battery of field sobriety tests, Sturgis was arrested for Driving Under the Influence and taken to Bay County Corrections Corporation of America Jail.

3. At the jail a breath/alcohol test was administered at approximately 2:20 a.m. with results of.101 and .105, which exceed the,00 breath/alcohol level of 0.08 in Florida.

4. Sturgis was booked into the Bay County Jail at 2:30 a.m.

5. At the time of his arrest and booking Sturgis was cooperative with officers and exhibited nothing more than signs of alcohol intoxication.

6. After booking, Sturgis was placed into Holding Cell No. 3 with one other  inmate. Shortly after 3 a.m. Sturgis apparently began to suffer some degree of distress and asked the other inmate in the holding cell for help. Sturgis admitted to this inmate that he (Sturgis) had swallowed a number of pills to avoid arrest on that charge and was concerned he was experiencing an overdose.

7. This other inmate alerted correctional officers as to the fact he had swallowed a quantity of pills and this was included within the notes utilized by the LPN, William Schwarz, Jr., who was attending to Sturgis.


8. In a call by Nurse Schwarz to Bay Medical Center's Emergency Room at 3:21a.m., he was instructed to take Sturgis' “vitals” and call Dr. George Tracy back  with the information.

9. In medical parlance “vitals” include blood pressure, pulse rate, respiration rate, and temperature.

10. Dr. Tracy was not furnished with Sturgis’ vitals as Dr. Tracy requested.

11. Nurse Schwarz testified he received instructions from Dr. Tracy to take Sturgis’ vitals and monitor Sturgis for two hours. (This testimony is at odds with Dr. Tracy’s testimony.)

12. The process for monitoring prisoners with medical issues is known as Constant Watch Observation (COW) - and calls for an entry at least every 15 minutes by a correctional officer. The forms used in this process are very limited in the descriptive terms available to detail the patient’s conditions.

13. The “monitoring” process is apparently the responsibility of correctional officers, not medical personnel.

14. In the instant case, the actual details of observations made by the various correctional officers were not reflected on the COW form, nor did the “code numbers” used accurately reflect their observations.

15. During the observation period, which ran from 3:30 a.m. to 6:10 a.m.; with the exception of the entry at 4:30 a.m., Sturgis is described as “mumbling incoherently”. The 4:30 a.m. entry additionally notes Sturgis is “crying”.  (Descriptions are through utilization of a code number only.)

16. Most witnesses indicated that the description of “mumbling incoherently” is not an accurate description of Sturgis’ actual, observed behaviour.

17. No correctional officer made any notation beyond utilization of the codes provided on the COW form.

18. Testimony indicates that some correctional officers received information that Sturgis had ingested as many as twelve ecstacy pills. There is conflicting testimony as to whether this information was made known to the nurse.

19. The observation of Sturgis was moved to at least three separate locations and the COW protocol seemed to lack sufficient details to provide guidance to those charged with the responsibility of monitoring him and communicating their observations to medical personnel.

20. There is conflicting testimony a to whether Sturgis' condition could be characterized as “worsening” or “deteriorating” during the observation period.

21. There is testimony that Sturgis:

(a) appeared to grasp/grab things that were not there,

(b) acted as though he was smoking a cigarette that he did not have,

(c) acted as or said he was cooking something,

(d) spoke to a correctional officer identifying him (the CO) as someone he (Sturgis) worked with.

22. None of the above observations were made known to the nurse or doctor, nor were they documented in any contemporaneous observation record.

23. There were repeated urgings from inmates, who were familiar with the effects of MDMA/ecstacy, to transport Sturgis to the hospital.

24. Due to the onset of symptoms before discovery of the problem and the quantity of MDMA apparently ingested, it is unsure if Sturgis could have survived if then to the hospital upon onset.

25. There is the possibility that with adequate information as to the potential nature and quantity of the substance ingested that adequate supportive therapy could have prevented the death of Justin Sturgis.

26. Corrections Corporation of America medical staff does not maintain a log of medical services provided on each shift.

27. CCA Policy 13‑121 entitled “Suicide Management/Risk Reduction” deals with COW’s (Le‑Jel I & II), but appears to be limited to issues related to suicide. This policy as written has no provisions for unintentional overdoses. While a COW was utilized in the instant case, the policy lacks specific protocol for events such as this. Even with this policy in place, the Grand Jury finds it was not followed.

28. Policy 3‑ALDF‑4E‑06 of the “ACA Standards for Adult Local Detention Facility” suggests that inmate health complaints be “acted on by health‑training correctional personnel”. Correctional Personnel failed to demonstrate adequate  health training in responding to the level of medical distress evidenced by Justin Sturgis. Additionally, ACA’s Policy 3‑ALDF‑4E‑19 deals with preliminary health screening of new inmates and recognizes the importance of observations related to behaviour, including consciousness, mental status, appearance, conduct, tremor and sweating. The comment section of this policy recognizes this is a “system of STRUCTURED inquiry and observation.” That structure was sorely lacking in the Sturgis case.

29. ACA's Policy 3‑ALDF‑4E‑24 on Emergency Care acknowledges the importance of training to recognize the “signs and symptoms and knowledge of  action required in potential emergency situations.”  The conduct of the correctional staff on February 15, 2002, suggests there is a deficiency in this area.

30. ACA's Policy 3‑ALDF‑4E‑39 and Florida Model Jail Standards 7.02(i) on “Detoxification” suggests this process should be done under MEDICAL supervision. Testimony suggested that while a COW was initiated by Medical Staff, it was the duty of correctional staff to accomplish the task.


31. Florida Model Jail Standards 7.17 suggests that inmates committed under the influence of drugs or alcohol should be separated from the general population and kept under close supervision for a reasonable period of time. Sturgis initially was neither separated, nor closely supervised (observed). After the problem surfaced, the supervision lacked any structure.

32. William Schwarz was deficient in the performance of his duties as the facility’s sole health care professional. Such deficiencies may have contributed to the death of Justin Sturgis.

 

Based on the foregoing findings of the Grand Jury, we recommend the following actions be taken:

a. That Correction Corporation of America install a camera system in this portion of the jail to record the occurrences in this area.

b. That an area be designated within the jail as a COW area and that such area be monitored with closed circuit television that is recorded .

c. That a more detailed COW protocol be implemented with specific responsibility designated to specific persons.

d. That the COW form be amended to require a narrative description of the observations rather than the use solely of code number system.

e. That all personnel handling inmates be additional training in recognizing and responding to potential drug overdoses and other medical emergencies.

f. That medical personnel follow to the letter, a physician’s order or be subject to disciplinary action.

g. That non‑medical personnel, if charged with the responsibility of monitoring an inmate for medical issues, be trained in the importance of complete and accurate relay of observations to medical and/or supervisory personnel.

h. To require specific, periodic review of a COW by a supervisor to insure adequate detail in recording. the observations and that medical personnel are apprized of the inmate’s condition.

i. Corrections Corporation of America should implement a policy requiring the maintenance of a log in the medical services department detailing all medical services provided to inmates on each shift. This log should be sufficiently detailed to identify the inmate, his/her complaint, the treatment or services rendered, findings of any examination or test, and the times related to the provision of services.

j. Corrections Corporation of America should modify their Policy 13‑121,‑ “Suicide Management/Risk Reduction” to include specific provisions requiring the monitoring the medical aspects of inmates by qualified medical personnel.

k. Corrections Corporation of America should create a new policy (or amend the  existing policy on screening new inmates) to establish detailed protocols for the  observation of new inmates to detect potential medical emergencies. The factors listed in ACA’s Policy 3‑ADLF‑4E‑19 should be specifically addressed. The protocols should also provide for inclusion of times and descriptions of the observed behaviour.

l. Corrections Corporation of America should amend their Policy 13‑121 on “Constant Observation Watch” to REQUIRE active supervision and participation  by qualified MEDICAL personnel. (This could be accomplished by the creation of a Detox‑COW policy which requires monitoring by qualified medical personnel.)

m . William Schwarz, LPN, should be reported to the Division of Medical Quality Assurance within the Florida Department of Health for deficient performance and the State Attorney is hereby directed to send a copy of this Presentment to said Agency.

n. The Bay County Commission should monitor the situation to insure the above policies and/or changes are instituted.

o. The Bay County Commission should review the contract with Corrections Corporation of America to determine if the conduct in this matter constitutes a breach of that contract meriting termination.

p. The Bay County Commission should institute an inmate complaint procedure in which the contract monitor is made an integral part of the process.

 

Respectfully submitted this 17th day of July, 2002.

Harris Prothro, Foreperson, Dated this 17th day of July, 2002

 

William A. Lewis, Assistant State Attorney, Fourteenth Judicial Circuit,

Post Office Box 1040, Panama City, Florida 32402, (8501)872‑4473, FL Bar No. 339520

PRESENTED in Open Court by the Grand Jury and filed this 17th day of July, 2002.

Harold Bazzel, Clerk


n CCA has defended its staff and stated that Mr Sturgis caused his own death by swallowing illegal drugs in order to avoid prosecution. The company has also stated that its policies comply with ACA standards. The nurse - the only one on duty for 300 prisoners on the night in question - left CCA’s employment soon after. The company has since implemented some of the Grand Jury’s recommendations and has been found not to be in breach of its contract with the state. Meanwhile, a lawyer representing Mr Sturgis’ family is preparing a lawsuit against the company.

 

AUSTRALIA

Deaths in Victoria

 

The death of Chereen Vale in a Victoria hospital after she attempted to hang herself at the Metropolitan Women’s Correctional Centre (MWCC) on 22 November 2000 has revealed the lack of preparedness of a government faced with taking over a prison from the private sector.  MWCC had been operated by Corrections Corporation of Australia until the state used emergency powers to take over the prison’s management on 3 October 2000. On 9 November 2000 the state took complete control after buying out the company’s contracts (see PPRI #37).

 

A report by the Office of the Correctional Services Commissioner noted that: “At the time of the ‘Step In’ process, several interim measures were implemented in order to activate all aspects of the process particularly around operational management of the prison in the immediate future. The process was staged with each level requiring an activation of essential requirements at that time given that the long term outcome of the prison management was unknown. Mindful that the transition period was critical for short and long term effective management of the facility, the minimum changes necessary were implemented.”

 

After 9 November 2000, training on correctional competencies were commenced for all staff who had previously been employed by Corrections Corporation of Australia. However, according to the state coroner “there appeared to be no real concern or attention by the management of the prison to the unsatisfactory sleeping and living conditions [of Ms Vale and the other prisoner sharing her cell] ... in addition there were no documented procedures in the prison dealing with the buddy system, when it was to be used and how it was to be monitored. There appeared to be no audit procedure operating within the prison, otherwise the failure to review the sleeping arrangements would have more likely to have been identified...” Although the incident should be seen in the light of the [management] changeover, many of the issues are those which required common management procedures that were not all that difficult or complex.”

 

Jason Henry died at Group 4-run Port Phillip Prison on 29 March 2002. The state coroner noted that Mr Henry was “a vulnerable, first time prisoner who had a number of complex issues to manage. His death is not so much as a result of total failure of the system but should be seen as a recognition of the difficulties for the correctional and health authorities of managing any prisoner whose risk profile may, from time to time, change as a result of many competing unknown or known stressors.”

 

An independent report [Johnson-Barclay] dated May 2000 was directed at the state’s  Correctional Services Commissioner as well as the director of Port Phillip Prison. Their comments and recommendations - which the coroner suggested should be implemented in full - included:


* “the [placement] system appears to operate somewhat randomly, and prisoners are not necessarily placed in a cell according to need” also making the point that there were similarities with an the  suicide death of prisoner Adam Irwin in 1997 at the same prison “who hung himself when his cell mate was away from the cell overnight,” (see PPRI # 16, etc).

* “the [on alert] system is in such non-use ... that it should be either substantially upgraded in significance to make it a meaningful form of observation or it should be abandoned altogether.

* Mr Henry “should have received more attention in ongoing monitoring and assessment processes especially when certain alarm bells started ringing ...”

* “there was no real case planning or integrated case management at all..”

The coroner noted “there is little doubt that there were a number of failures in information transfer systems surrounding the management of Mr Henry during his time in custody.”

Inquest into the death of Chereen Vale,  State Coroner Victoria, Case No.3935/00, 14 June 2002. Record of Investigation into the death of Jason Henry, State Coroner Victoria, Case No.0962/00, 30 August 2002.

n Paula Richardson died after hanging herself at CCAustralia’s Metropolitan Women’s Correctional Centre (MWCC) on 11 September 1998. The state coroner found that she had died as a result of a simulated suicide attempt going wrong. Ms Richardson’s family found the coroner’s finding “insulting and disgusting”. Record of Investigation into the death of Paula Richardson, Case No: 2735/98, 9 September 2002.

State Coroner Victoria, 57-83 Kavanagh Street, Southbank 3006, Victoria, Australia.

 

Victoria updates

 

The government of Victoria has announced that a 600 bed Metropolitan Remand Centre will be built near the publicly run Dame Phyllis Frost Centre (formerly MWCC run by Corrections Corporation of Australia) west of Melbourne. The facility will cost A$100 million. A new 300 bed Correctional Programmes Centre costing A$40 million will also be built as part of an expansion to the existing Barwon Correctional Centre near Geelong. Both facilities will be privately financed and constructed but the state will provide custodial services.

n The tighter performance measures that Victoria’s two private prisons will have to comply with  coincided with the renewal of operating contracts for a further three years each from October 2002 (see PPRI #49). Group 4 will continue to operate Port Phillip Prison and Australasian Correctional Management (ACM) will continue to operate Fulham Correctional Centre. The Community and Public Sector Union (CPSU) has criticised the contract extensions, arguing that the public sector was not given the opportunity to bid. But the original prison contracts signed by the previous administration stipulated that, after the first five years, the operators had first rights to negotiate new contracts with the government. The current minister of corrections, Andre Haermeyer said that the companies would have taken him to court “quicker than Jumping Jack Flash” if he had allowed an open tendering process. The CPSU says that private prison staff are paid up to 30 per cent less than their public sector counterparts.

n Wackenhut Corrections Corporation subsidiary Australasian Correctional Investment Ltd has signed a variation to the existing prison services agreement for Fulham Correctional Centre to finance, design, build and operate an additional 68 bed facility on the site (see PPRI #35). The contract for this Community Transition Programme facility will run from May 2003 until 2017 with reviews every three years. The facility will cost US$6.2 million and will be built by Thiess Pty Ltd. Australasian Correctional Management (ACM) will  manage, earning US$1.6 million in revenues per year.


n The State of Victoria has appointed a new Correctional Services Commissioner. He is Kelvin Anderson, formerly employed by Corrections Corporation of Australia in 1997 as the first manager of the Metropolitan Women’s Correctional Centre. In 1999 he became director of Group 4's Port Phillip Prison (see PPRI #49, 45, 42, 37-34 & 28-15). Prior to those appointments Mr Anderson worked for the government and was a member of the evaluation team for the New Prisons Project that oversaw the development of Victoria’s three private prisons.

 

Public-private for South Australia

 

The government of South Australia is to commission a privately financed women’s prison and a juvenile detention centre. At this stage, the government is considering providing the correctional services with staff employed by the state.

As with other Australian jurisdictions, the government is looking to the UK for expertise in the use of private finance for public infrastructure. Meanwhile, the Public Service Association, which represents public employees, has condemned the use of public-private partnerships. South Australia currently has one privately managed prison, Mt Gambier (see PPRI #43, 41, 10 &7).

 

SOUTH AFRICA

Private prisons cause budget crisis

 

A team of officials from South Africa’s treasury and departments of correctional services and public works are examining five issues relating to the future of the government’s Asset Procurement of Privatisation System (APOPS) through which the country’s two private prisons were commissioned (see PPRI # 46,42, 38, 36, 34, 30, 23, 20, etc).

 

At a hearing of the Correctional Services Portfolio Committee on 13 August 2002, the chairperson asked the correctional services department whether, in the short experience they had with the two private prisons, they thought that it would be appropriate to continue with them, do without them or fund more privately financed, designed, built and operated prisons. The acting commissioner , Mr Watson Tshivhase, replied that the question could not be adequately answered until the team of officials had completed  a report (deadline 13 September 2002) which would be presented to the committee. Mr Tshivhase also said that there was no indication of cost savings generated by the private prisons. Group 4, which operates the 2,928 bed Manguang Maximum Security prison at Bloemfontein has been penalised by the supervisory committee for non compliance on two occasions since the prison opened in January 2002.

 

There is now a crisis in the department of corrections as the two private prisons are using up 75 per cent of the entire prison budget as the treasury has not allocated separate funds to cover the costs of the contracts. The department has had to freeze posts and make other cutbacks.

n Two of the three controllers trained in the UK by South Africa’s department of corrections have now gone to work for the private sector.

 

CANADA

Alberta courts PPP

 

The government of Alberta is considering responses to an expression of interest in a public-private partnership for the development of a new court complex to replace existing facilities in Calgary. Alberta is currently considering privatisation as part of its review of the corrections system (see PPRI #48 & 1).

 


UNITED KINGDOM

Premier’s financial loss for Ashfield failures

 

Premier Custodial Group is likely to be fined in excess of £250,000 for the prison service’s use of emergency powers to take over management of the Ashfield young offenders institution near Bristol, south west England in May 2002 (see PPRI #49 & 47 ).

 

So far the company has been penalised £50,000 for the government having to use S. 88 of the Criminal Justice Act 1991 after the director general of the prison service deemed operations at Ashfield to be a threat to the safety of prisoners and staff.  Premier removed its prison director and a public sector prison governor was brought in.

 

A spokesperson for the prison service told PPRI that the figure of £50,000 is likely to rise “in excess of £250,000” although the final figure has not been quantified and will be subject to negotiation.  However, that penalty forms just one component of the financial loss the company will incur. The prison service also has the right to recover the cost of installing its own management and, as yet, this figure has not been quantified either. In addition, from May 23 when the prison service took over, Premier will only receive revenues for around 200 of the 400 prisoner places that are normally paid for. The amount of this loss in revenues is also not yet quantifiable as it is likely to be some time before the prison is allowed to return to full capacity.

 

The prison service’s action was planned to be a temporary measure and, on 14 October 2002, Premier resumed control of the facility. However, on announcing his decision to hand management back to Premier the director general of the prison service, Martin Narey, said: “The prison service and Premier have worked in close partnership during the past five months and Ashfield is now a safer establishment. But there is much more to be done before Ashfield can be described as a good and decent establishment.”

 

Premier has provided the prison service with a comprehensive plan for improvement and  has appointed a new director for Ashfield. She is Ms Vicky O’Dea, who is currently the governor of HMP Swansea, a publicly run prison. Ms O’Dea will commence her job on 28 October.

 

Exporting the PFI (continued)

 

International Financial Services London (IFSL) is a British organisation that promotes the international activities of UK-based financial institutions and professional business services.  As The Economist ,14 September 2002, pointed out, IFSL’s Stephen Harris has been busy“last week he was in Switzerland, this week he’s hosting the Estonians, next week it’s the Mauritians and the Danes. In fact, Mr Harris is talking to over 30 foreign governments. What is he talking about? The private finance initiative (PFI), which he hopes will be Britain’s most eye catching ‘invisible’ export since privatisation” (see PPRI # 42, 40, 38 & 7).

 


As a 2001 IFSL report pointed out “the expertise of UK firms is crucial to the budding international market for public private partnerships.” According to its website (www.ifsl.org.uk), the IFSL board includes Lord Levene, vice chairman of Deutsche Bank AG, as well as representatives from the Bank of England, Bank of Scotland, Credit Lyonnais, Goldman Sachs International and KPMG. Membership includes some 100 financial institutions, law firms and  consultants including  Abbey National plc, Barclays Bank, HSBC Holdings, JP Morgan, Merrill Lynch International, Morgan Stanley, Prudential plc, Reuters Ltd, NM Rothschild & Sons, Royal Bank of Scotland, Standard Chartered Bank and UBS Warburg.

 

GROUP 4 and WACKENHUT

Global Solutions paying off

 

Will Wackenhut Corrections Corporation’s existing management buy the company from Group 4 Falck? Will Group4 Falck sell off its Global Solutions business which includes corrections and immigrations services? These are just two of the rumours circulating as the outcome is awaited of what Group 4 calls its “systematic and structured sales process” to dispose of the 57 per cent of Wackenhut Corrections Corporation that it has owned since May 2002 (see PPRI #49 & 47). In its report to the Copenhagen Stock Exchange for the half year to 30 June 2002, Group 4 stated that no definitive deadline has been set for this process.

 

Group4 Falck’s Global Solutions businesses include prison management, prisoner transportation, immigration services, privately financed initiatives, education and meter-reading services. Combined,  they contributed 10.1 per cent of overall revenues for the half year. In the UK,  Global Solutions recorded organic growth significantly above the market average in the first half of 2002 which was attributable to growth in immigration services. Meanwhile, in Africa, the company’s operating margin increased from 8.7 per cent to 12.6 per cent which was attributable to the recently opened maximum security prison at Bloemfontein.

 

RECENT PUBLICATIONS

 

Boot Camp or Boot Hill, Troubled Teens Suffer From Too Much Tough Love, by Roger Hummel, Prison Legal News, Vol.13, No.9, September 2002.

PLN, www.prisonlegalnews.org

An exposé of the use of boot camps in the US - “an excellent example of the widening net of state repression” - where at least 31 youngsters have died since 1980. The article describes the particular problems at facilities run by the private sector.

 

Privatisation and Flexibility:Legal and Practical Aspects of Interjurisdictional Transfer of Prisoners, David Shichor and Dale K. Sechrest, in the Prison Journal, Vol. 82, No.3, September 2002, Sage Publications.

Private prison companies in the US transfer prisoners between jurisdictions in order to maximise the use of bed space and profit. This article reviews legal and practical issues involved and examines some of the recent cases,  the implications for prisoners, their families, government authorities, monitors and host communities.

 

Growth and Quality of US Private Prisons: Evidence from a National Survey, Scott D. Camp and Gerald G. Gaes, Criminology and Public Policy, Volume 1, No. 3, 2002, American Society of Criminology. Email cpp@jjay.cuny.edu Internet www.asc414.com


“Privately operated prisons appear to have systemic problems in maintaining secure facilities. The data on inmate escapes and random urinalysis are important indicators that signal a host of issues.”The authors admit caveats to their research but, nonetheless, raise issues which, they say, require public sector agencies contracting for private prisons to “develop incentives or other means to ensure that private sector operators retain experienced custody staff.”  The authors also ask, “can the private find a way to maintain adequate skill levels or at least skill levels supplemented by technology? To date, the overall answer to this question is a qualified no.”They maintain that “very little data are available that can be used by policy makers to assess whether privately operated prisons achieve or surpass the level of performance of their public counterparts, or whether they are in fact less costly.”

 

PFI: Failing our future, a UNISON audit of the Private Finance Initiative, September 2002, UNISON,www.unison.org.uk

“The evidence not only supports UNISON’s concerns but shows that new problems are emerging... there is a growing chorus of voices expressing serious concerns about PFI.” This briefing does not discuss projects in the criminal justice system but it does explode the mythology surrounding the promotion of privately financed, designed, built and operated infrastructure.

 

A Web of Private Interest: how the Big Five accountancy firms influence and profit from privatisation policy, July 2002. UNISON,www.unison.org.uk

UNISON examined PFI schemes including three prison projects in the UK where PricewaterhouseCoopers, Anderson, KPMG, Ernst & Young and Deloitte Touche Tohmatsu  acted as financial advisors. In at least 45 cases, the advisor to the public sector was also the auditor to one or more of the consortium members or project bidders.“The web of private interest that joins public policy, management consultants , accountants and the privatisation industry extends across the whole of PFI and PPP (public private partnerships).”

 

Racism and Discrimination in the South African Penal System, Amanda Dissel and Jody Kollapen, Centre for the Study of Violence and Reconciliation, Penal Reform International, 2002. www.csvr.org.za and www.penalreform.org

“ ... If crime continues to increase, and if our society continues to incarcerate ...  at the same rate, then we are likely to see even greater numbers of people sent to prison. The link between poverty and crime has been well documented and, in the South African context, given the disparities in wealth, opportunities and skills that have existed for so long, the effect is that black people are more prejudiced by poverty. The result ... is that people (particularly black people) will continue to be imprisoned because they are poor ... a factor which must inform both economic policy as well as policies within the criminal justice system - particularly sentencing policy.”

 

Privatisation, Lessons from the war, Graeme A. Hodge, Alternative Law Journal, (Australia)Vol. 27, No.4, August 2002.

“Despite the stated formal objectives of [public sector] reforms, much of it has been undertaken on an ideological basis. The ethos has often been one of ‘private good-public bad’, without explicit economic and financial objectives in the public interest.” The author states; “The one line lesson for governments around the globe is to ‘be careful’ with privatisation policy...”

 

ENDS

 

Prison Privatisation Report International

Public Services International Research Unit (PSIRU)

School of Computing and Mathematical Sciences

University of Greenwich

30 Park Row, London SE10 9LS, England

Internet:www.psiru.org/justice

Email: Stephen Nathan,  stephennathan@compuserve.com